ASX Limited (ASX) is the holder of an Australian market licence granted under the Corporations Act pursuant to which it operates a market for certain financial products.
The ASX Operating Rules deal with the operation of the market, including:
- access to the market
- products (including Warrants and AQUA Products)
- trading rules
- execution, quote display and reporting services
- monitoring compliance and enforcing conduct
Guidance Notes are also published to assist market participants and Warrant and AQUA Product issuers understand how certain ASX Operating Rules and procedures operate.
Information will be relevant for: market participants; law firms providing legal and compliance advice to Participants and others in relation to the ASX market; and others who advise in relation to the ASX market, such as financial advisers, investment banks, medium and large accounting firms.
Please note: under changes implemented on 1 August 2010, market participants are also required to comply with the ASIC Market Integrity Rules (ASX Market) 2010, which LexisNexis issues to all subscribers of the ASX Operating Rules.